BalancedComp
The primary duty includes conducting high-risk customer reviews utilizing the resources of the financial institution (system software, reports, databases, and system applications) analyzing and monitoring high-risk accounts and corporate structures for irregular transactions. Responsible for research preparation, investigations, and EDD reviews that are performed on all high-risk customers. This position performs various quality control reviews and monitoring pertaining to the Bank Secrecy Act, USA Patriot Act, Anti-Money Laundering Program, OFAC, and Customer Identification Program compliance using industry standard and regulatory guidance to ensure the financial institutions’ compliance efforts are maintained on a prioritized and scheduled basis.
Updated: 2.19.19